To facilitate the efficient mobilization and allocation of capital, fair and orderly secondary market trading in securities and the efficient clearing and settlement of transactions within a dynamic legal and regulatory framework that instills confidence in the integrity of the Exchange and related institutions.

Listed Equity and Securities
First-Tier Banking FIRST CARIBBEAN INTERNATIONAL BANK LIMITED NATIONAL COMMERCIAL BANK JAMAICA LIMITED REPUBLIC BANK LIMITED SCOTIABANK TRINIDAD & TOBAGO LIMITED Conglomerates ANSA McAL LIMITED BARBADOS SHIPPING & TRADING COMPANY LIMITED GRACEKENNEDY LIMITED NEAL & MASSY HOLDINGS LIMITED Property POINT LISAS INDUSTRIAL PORT DEVELOPMENT CORPORATION VALPARK SHOPPING PLAZA LIMITED Manufacturing I ANGOSTURA HOLDINGS LIMITED NATIONAL FLOUR MILLS LIMITED ONE CARIBBEAN MEDIA LIMITED TRINIDAD PUBLISHING COMPANY LIMITED UNILEVER CARRIBEAN LIMITED WEST INDIAN TOBACCO COMPANY LIMITED Manufacturing II BERGER PAINTS TRINIDAD LIMITED FLAVORITE FOODS LIMITED READYMIX (WEST INDIES) LIMITED TRINIDAD CEMENT LIMITED Trading AGOSTINI'S LIMITED FURNESS TRINIDAD LIMITED PRESTIGE HOLDINGS LIMITED SUPREME VENTURES LIMITED WILLIAMS LJ B Non-Banking Finance ANSA MERCHANT BANK LIMITED CAPITAL AND CREDIT FINANCIAL GROUP LIMITED GUARDIAN HOLDINGS LIMITED JAMAICA MONEY MARKET BROKERS LIMITED NATIONAL ENTERPRISES LIMITED SAGICOR FINANCIAL CORPORATION SCOTIA DBG INVESTMENTS LIMITED Non-Sector ALSTONS 7% CUM CAPITAL AND CREDIT MERCHANT BANK LIMITED PREFERENCE L.J WILLIAMS 8% PREFERENCE T'DAD PUB 6% CP WILLIAMS LJ $0.10 A Second-Tier FNCU VENTURE CAPITAL COMPANY LTD. MORAVEN HOLDINGS Mutual-Fund FORTRESS CARIBBEAN PROPERTY FUND PRAETORIAN PROPERTY MUTUAL FUND SAVINVEST INDIA ASIA FUND AIC SECURITIES LIMITED BOURSE BROKERS LIMITED CARIBBEAN STOCKBROKERS LIMITED CMMB SECURITIES AND ASSET MANAGEMENT LIMITED REPUBLIC SECURITIES LIMITED SCOTIA INVESTMENTS TRINIDAD AND TOBAGO LIMITED WEST INDIES STOCKBROKERS LIMITED Bonds Brokers Government Securities Intermediaries: Ansa Merchant Bank Limited Caribbean Money Market Brokers Limited Citigroup Merchant Bank Limited First Caribbean International